PVM Regulatory Information
PVM Oil Associates Ltd. and PVM Oil Futures Ltd. are authorised and regulated by the Financial Conduct Authority
PVM Oil Associates Ltd., PVM Oil Futures Ltd., PVM Futures Inc, PVM Oil Associates Pte. Ltd. are Authorised by the National Futures Association.
PVM Oil Futures Pte. Ltd. has a Capital Markets Service License issued by the Monetary Authority of Singapore.
The Markets in Financial Instruments Directive 2004/39/EC (“MiFID”) came into effect, in the UK from 1st November 2007. This has brought changes to the conduct of regulated financial services business in Europe. Its objectives are of a pan-European market in investment services through the establishment of a single set of European regulatory rules.
We would like to draw your attention to the following documents:
PVM Execution Policy
This document details how we handle orders for our customers and strive to obtain the best possible outcome each time we deal on their behalf. PVM Execution Policy
Role of Name-Passing Brokers
This should be read in conjunction with the Execution policy. This gives detail to the role PVM plays when acting on your behalf.
Role of the Name Passing Broker
Execution Venues to which PVM has access to:
ICE Futures Europe Limited – ICE
Chicago Mercantile Exchange – CME
New York Mercantile Exchange – NYMEX
Dubai Mercantile Exchange – DME
European Energy Exchange – EEX
Legal Entity Identifiers
Official Entity Name: PVM OIL ASSOCIATES LTD
Official Entity Name: PVM OIL FUTURES LTD
Official Entity Name: PVM FUTURES INC.
Official Entity Name: PVM OIL ASSOCIATES PTE. LTD.
Official Entity Name: PVM OIL FUTURES PTE. LTD.
As you are no doubt aware, the Markets in Financial in Financial Instruments Directive 2014/65/EU (MiFID II”) comes into effect in the UK and in other EU Member States from 3 January 2018. This will bring changes to the regulated financial services in Europe. We would like to draw your attention to the following documents: