Record Keeping

MiFID II defines and specifies information relating to orders that trading venues are required to collect and store. The stored data will need to be made available to national competent authorities (NCAs) upon request in a pre-defined standardised format.

TP ICAP group companies will receive and store data about orders that will incorporate:

    • Client identification code (for legal entities, an LEI; for natural persons, a national ID)
    • IDM: Investment decision maker within the firm (whether an algo or a natural person) identification
    • EDM: Execution decision maker within the firm (whether an algo or a natural person) identification

For more information contact MiFIDIISales@tpicap.com.